Wisconsin Statutes > Chapter 551 – Wisconsin uniform securities law

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Terms Used In Wisconsin Statutes > Chapter 551 - Wisconsin uniform securities law

• Acquire : when used in connection with a grant of power to any person, includes the acquisition by purchase, grant, gift or bequest. See Wisconsin Statutes 990.01
• Administrator : means the administrator of the division of securities in the department of financial institutions. See Wisconsin Statutes 551.102
• Affidavit : A written statement of facts confirmed by the oath of the party making it, before a notary or officer having authority to administer oaths.
• Agent : means an individual, other than a broker-dealer, who represents a broker-dealer in effecting or attempting to effect purchases or sales of securities or represents an issuer in effecting or attempting to effect purchases or sales of the issuer's securities. See Wisconsin Statutes 551.102
• Amendment : A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
• Annuity : A periodic (usually annual) payment of a fixed sum of money for either the life of the recipient or for a fixed number of years. A series of payments under a contract from an insurance company, a trust company, or an individual. Annuity payments are made at regular intervals over a period of more than one full year.
• Appropriation : The provision of funds, through an annual appropriations act or a permanent law, for federal agencies to make payments out of the Treasury for specified purposes. The formal federal spending process consists of two sequential steps: authorization
• Assets : (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
• Attachment : A procedure by which a person's property is seized to pay judgments levied by the court.
• Bank : means any of the following:

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